How America built its empire: The real history of American foreign policy that the media won’t tell you
Perry Anderson sits down with Salon to discuss the Cold War, Hiroshima, American exceptionalism, Iran and more
The other day I wrote Perry Anderson, the subject of the following interview, to ask what he thought of the foreign policy debates, such as they are, among our presidential aspirants. Logical question: Anderson, a prominent scholar and intellectual for decades, has just published “American Foreign Policy and Its Thinkers,” a superbly lucid account of U.S policy’s historical roots and the people who shape policy in our time.
“Current candidates’ f/p talk leaves me speechless,” came Anderson’s terse reply.
Perfectly defensible. Most of what these people have to say—and I do not exclude the Democratic candidates—is nothing more than a decadent, late-exceptionalist rendering of a policy tradition that, as Anderson’s book reminds readers, once had a coherent rationale even as it has so often led to incoherent, irrational conduct abroad.
Born in London in 1938—during the Munich crisis, as he points out—Anderson has been a presence on the trans-Atlantic intellectual scene since he took the editor’s chair at the then-struggling New Left Review in 1962, when he was all of 24. Eight years later NLR launched Verso, a book imprint as singular (and as singularly influential) as the journal.
Anderson has headed both at various intervals for years. His own books range widely. My favorites are “Zone of Engagement” (1992) and “Spectrum” (2005), which collect essays on an amazing range of 20th century thinkers. To them I now add the new foreign policy book, which I count indispensable to anyone serious about the topic.
I met Anderson, who has taught comparative political and intellectual history at UCLA since 1989, at his home in Santa Monica this past summer. Over a fulsome afternoon’s conversation in his admirably spartan study, he impressed me again and again with his range of reference and the clarity he brings to complex questions. Anderson wastes no words when he thinks you are wrong, as readers will see for themselves, but the counterarguments are generously given and always rewarding.
The transcript that follows is the first of two parts and includes a few questions posed via email after we met. It is otherwise only lightly edited. Part 2 will appear next week.
“American Foreign Policy and its Thinkers” is well timed, given the unusual prominence foreign policy now assumes in the American political conversation. How would you describe your approach? What distinguishes the book from so many others? How should one read it? What’s the project?
The book tries to do two things. One is to cover the history of American foreign policy, from around 1900 to the present, tracing the gradual construction of a global empire. This first really came into view as a prospect during the Second World War and is today a reality across all five continents, as a glance at the skein of its military bases makes clear. The Cold War was a central episode within this trajectory, but the book doesn’t treat just the U.S. record vis-á-vis the USSR or China. It tries to deal equally with American relations with the Europe and Japan, and also with the Third World, treated not as a homogenous entity but as four or five zones that required different policy combinations.
The second part of the book is a survey of American grand strategy—that is, the different ways leading counselors of state interpret the current position of the United States on the world stage and their recommendations for what Washington should do about it.
The “big think” set, in other words—Kissinger, of course, Brzezinski, Walter Russell Mead, Robert Kagan. And then people such as Francis Fukuyama, whom I consider a ridiculous figure but whose thinking you judged worth some scrutiny. How did you choose these?
From the range of in-and-outers—thinkers moving between government and the academy or think-tanks—who have sought to guide U.S. foreign policy since 2000, with some intellectual originality. Kissinger isn’t among these. His ideas belong to a previous epoch, his later offerings are boilerplate. Fukuyama, who sensed what the effects of office on thought could be, and got out of state service quite early, is a mind of a different order. The figures selected cover the span of options within what has always been a bipartisan establishment.
You make a distinction between American exceptionalism, which is much in the air, and American universalism, which few of us understand as a separate matter. The first holds America to be singular (exceptional), and the second that the world is destined to follow us, that the trails we’ve blazed are the future of humanity. You call this a “potentially unstable compound.” Could you elaborate on this distinction, and explain why you think it’s unstable?
It’s unstable because the first can exist without the second. There is, of course, a famous ideological linkage between the two in the religious idea, specific to the United States, of Providence—that is, divine Providence. In your own book “Time No Longer” you cite an astounding expression of this notion: “However one comes to the debate, there can be little question that the hand of Providence has been on a nation which finds a Washington, a Lincoln, or a Roosevelt when it needs him.” That pronouncement was delivered in the mid-1990s—not by some television preacher, but by Seymour Martin Lipset: chairs at Harvard and Stanford, president of both the American Sociological and the American Political Science Associations, a one-time social democrat.
What is the force of this idea? A belief that God has singled out America as a chosen nation for exceptional blessings, a notion which then easily becomes a conviction of its mission to bring the benefits of the Lord to the world. President after president, from Truman through to Kennedy, the younger Bush to Obama, reiterate the same tropes: “God has given us this, God has given us that,” and with the unique freedom and prosperity he has conferred on us comes a universal calling to spread these benefits to the rest of the world. What is the title of the most ambitious contemporary account of the underlying structures of American foreign policy? “Special Providence,” by Walter Russell Mead. Year of publication: 2001.
But while a messianic universalism follows easily from providential exceptionalism, it is not an ineluctable consequence of it. You mount a powerful attack on the idea of exceptionalism in “Time No Longer,” but—we may differ on this—if we ask what is the more dangerous element in the unstable compound of the nation’s image of itself, I would say exceptionalism is the less dangerous. That may seem paradoxical. But historically the idea of exceptionalism allowed for an alternative, more modest deduction: that the country was different from all others, and so should not be meddling with them—the argument of Washington’s Farewell Address [in 1796].
A century later, this position became known as isolationism, and as the American empire took shape, it was all but invariably castigated as narrow-minded, short-sighted and selfish. But it could often be connected with a sense that the republic was in danger at home, with domestic ills that needed to be addressed, which vast ambitions abroad would only compound. Mead terms this strand in American sensibility Jeffersonian, which isn’t an accurate description of Jefferson’s own empire-building outlook, but he otherwise captures it quite well.
We don’t ordinarily apply the term “exceptionalist” in the same breath to America and to Japan, though if there is any nation that claims to be completely unique, it is Japan. But the claim produced a drastic isolationism as a national impulse, both in the Tokugawa period [1603—1868, a period of severely enforced seclusion] and after the war. Does that support the point you’re making?
Exactly. Historically, exceptionalism could generate a self-limiting, self-enclosing logic as well as the gigantic expansionist vanities of the Co-Prosperity Sphere and the “Free World” [narrative]. In the American case, the two strands of exceptionalism and universalism remained distinct, respectively as isolationist and interventionist impulses, sometimes converging but often diverging, down to the Second World War. Then they fused. The thinker who wrote best about this was Franz Schurmann, whose “ Logic of World Power” came out during the Vietnam War. He argued that each had a distinct political-regional base: the social constituency for isolationism was small business and farming communities in the Midwest, for interventionism it was the banking and manufacturing elites of the East Coast, with often sharp conflicts between the two up through the end of thirties. But in the course of the Second World War they came together in a synthesis he attributed—somewhat prematurely—to FDR, and they have remained essentially interwoven ever since. The emblematic figure of this change was [Arthur H.] Vandenberg, the Republican Senator from Michigan [1928—51], who remained an isolationist critic of interventionism even for a time after Pearl Harbor, but by the end of the war had become a pillar of the new imperial consensus.
Mainstream debate today seems to have constructed two very stark alternatives: There is either engagement or isolation. In this construction, engagement means military engagement; if we are not going to be militarily engaged we are isolationists. I find that absolutely wrong. There are multiple ways of being engaged with the world that have nothing to do with military assertion.
True, but engagement in that usage doesn’t mean just military engagement, but power projection more generally. One of the thinkers I discuss toward the end of my book is Robert Art, a lucid theorist of military power and its political importance to America, who argues for what he calls selective—expressly, not universal—engagement. What is unusual about him is that in seeking to discriminate among engagements the U.S. should and should not select, he starts considering in a serious, non-dismissive way what would typically be construed as isolationist alternatives, even if ending with a fairly conventional position.
How far do you view the contemporary American crisis—if you accept that we are living through one—as, at least in part, one of consciousness? As an American, I tend to think that no significant departure from where find ourselves today can be achieved until we alter our deepest notions of ourselves and our place among others. I pose this question with some trepidation, since a change in consciousness is a generational project, if not more. Our leadership is not remotely close even to thinking about this. I’m suggesting a psychological dimension to our predicament, and you may think I put too much weight on that.
You ask at the outset whether I accept that Americans are living through a crisis. My reply would be: not anything like the order of crisis that would bring about the sort of change in consciousness for which you might hope. You describe that as a generational project, and there, yes, one can say that among the youngest cohorts of the U.S. population, the ideologies of the status quo are less deeply embedded, and in certain layers even greatly weakened. That is an important change, but it’s generational, rather than society-wide, and it’s not irreversible.
At the level of the great majority, including, naturally, the upper middle class, the image you use to describe the purpose of your last book applies: you write that it aims “to sound the tense strings wound between the pegs of myth and history during the hundred years and a few that I take to be the American century. It is this high, piercing tone that Americans now have a chance to render, hear, and recognize all at once. We have neither sounded nor heard it yet.” That’s all too true, unfortunately. The most one can say is that, among a newer generation, the strings are fraying a bit.
I tend to distinguish between strong nations and the merely powerful, the former being supple and responsive to events, the later being brittle and unstable. Is this a useful way to judge America in the early 21st century—monumentally powerful but of dubious strength? If so, doesn’t it imply some change in the American cast of mind, as the difference between the two sinks in?
That depends on the degree of instability you sense in the country. In general, a major change in consciousness occurs when there is a major alteration in material conditions of life. For example, if a deep economic depression or dire ecological disaster strikes a society, all bets are off. Then, suddenly, thoughts and actions that were previously inconceivable become possible and natural. That isn’t the situation so far in America.
Can you discuss the new accord with Iran in this context? I don’t see any question it’s other than a breakthrough, a new direction. What do you think were the forces propelling the Obama administration to pursue this pact? And let’s set aside the desire for a “legacy” every president cultivates late in his time.
The agreement with Iran is an American victory but not a departure in U.S. foreign policy. Economic pressure on Iran dates back to Carter’s time, when the U.S. froze the country’s overseas assets after the ousting of the Shah, and the full range of ongoing U.S. sanctions was imposed by the Clinton administration in 1996. The Bush administration escalated the pressure by securing U.N. generalization of sanctions in 2006, and the Obama administration has harvested the effect.
Over the past decade, the objective has always been the same: to protect Israel’s nuclear monopoly in the region without risking an Israeli blitz on Iran to preserve it—that might set off too great a wave of popular anger in the Middle East. It was always likely, as I point out in “American Policy and its Thinkers,” that the clerical regime in Tehran would buckle under a sustained blockade, if that was the price of its survival. The agreement includes a time-out clause to save its face, but the reality is an Iranian surrender.
You can see how little it means any alteration in imperial operations in the region by looking at what the Obama administration is doing in Yemen, assisting Saudi Arabia’s wholesale destruction of civilian life there in the interest of thwarting imaginary Iranian schemes.
This next question vexes many people, me included. On the one hand, the drives underlying the American imperium are material: the expansion of capital and the projection of power by its political representatives. The American mythologies are shrouds around these. On the other hand, the issue of security has a long history among Americans. It is authentically an obsession independent of capital—American paranoia dates back at least to the 18th century. I don’t take these two accountings to be mutually exclusive, but I’d be interested to know how you reconcile these different threads in American foreign policy.
Yes, there has been a longstanding—you could say aboriginal—obsession with security in the United States. This can be traced as an independent strand running through the history of American dealings with the outside world. What happened, of course, from the Cold War through to the “war on terror” was a ruthless instrumentalization of this anxiety for purposes of expansion rather than defense. At the start of the Cold War you had the National Security Act and the creation of the National Security Council, and today we have the National Security Agency. Security became a euphemistic cloak for aggrandizement.
The United States occupies the better part of a continent separated by two immense oceans, which nobody in modern history has had any serious chance of invading, unlike any other major state in the world, all of which have contiguous land-borders with rival powers, or are separated from them only by narrow seas. The U.S. is protected by a unique geographical privilege. But if its expansion overseas cannot be attributed to imperatives of security, what has driven it?
A gifted and important group of historians, the Wisconsin school [which included the late William Appleman Williams, among others], has argued that the secret of American expansion has from the beginning lain in the quest by native capital for continuously larger markets, which first produced pressure on the internal frontier and the march across the continent to the Pacific, and when the West Coast was reached, a drive beyond into Asia and Latin America, and ultimately the rest of the world, under the ideology of the Open Door.
A couple of good scholars, Melvyn Leffler and Wilson Miscamble, one a liberal and the other a conservative, have identified my position with this tradition, taxing me with a belief that American foreign policy is essentially just an outgrowth of American business. This is a mistake. My argument is rather that because of the enormous size and self-sufficiency of the American economy, the material power at the disposal of the American state exceeded anything that American capital could directly make use of or require.
If you look at the First World War, you can see this very clearly. East Coast bankers and munitions manufacturers did well out of supplying the Entente powers, but there was no meaningful economic rationale for American entry into the war itself. The U.S. could tip the scales in favor of the British and French variants of imperialism against the German and Austrian variants without much cost to itself, but also much to gain.
The same gap between the reach of American business and the power of the American state explains the later hegemony of the United States within the advanced capitalist world after the Second World War. Standard histories wax lyrical in admiration of the disinterested U.S. generosity that revived Germany and Japan with the Marshall and Dodge Plans [reconstruction programs after 1945], and it is indeed the case that policies crafted at the State and Defense Departments did not coincide with the desiderata of the Commerce Department. The key requirement was to rebuild these former enemies as stable capitalist bulwarks against communism, even if this meant there could be no simple Open Door into them for U.S. capital.
For strategic political reasons, the Japanese were allowed to re-create a highly protected economy, and American capital was by and large barred entry. The priority was to defend the general integrity of capitalism as a global system against the threat of socialism, not particular returns to U.S. business. The importance of those were never, of course, ignored. But they had to bide their time. Today’s Trans-Pacific Partnership will finally pry open Japanese financial, retail and other markets that have remained closed for so long.